Financial Advisory Compliance Executive | Balanced Scorecard Audit - JL99

Position: Compliance Executive Working Location: Bras Basah Road Working Hours: 8am to 5pm/8.30am to 5.30pm/9am to 6pm/930am to 630pm (flexi) Working Days: Monday - Friday Salary Range: $3500 - $4500 Job Introduction We are a local sizeable Financial Advisory firm licensed by MAS. As our new compliance executive, you will ensure that the company functions in a legal and ethical manner while meeting its business goals. KEY ROLE(S), RESPONSIBILITIES AND DUTIES • Support the Risk and Compliance department • Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support. • Motivated to stay abreast of regulatory developments and take charge of communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act. • Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners. REQUIREMENTS • Minimum 'A' level or Diploma with experience in the financial advisory industry. • Will be a clear advantage if candidate has compliance qualification or experience in the FA or insurance industry. • Familiar and skillful with the use of Microsoft software especially Excel. Interested applicants can also send your resume to (supreme.jovylee@gmail.com) and allow our Consultant to match you with our Clients. No Charges will be incurred by Candidates for any service rendered. Lee Jie Ying | Reg No: R26163477 The Supreme HR Advisory Pte Ltd | EA No: 14C7279