Compliance (Senior) Executive

About the company A prominent financial advisory firm in Singapore committed to operational excellence and continuous professional advancement for its talent. About the job This role offers a strategic opportunity to take end-to-end ownership of governance functions while serving as a trusted advisor to enable business growth across the organization. • Lead comprehensive Balanced Scorecard audit processes, evaluating sales documentation and managing remediation workflows to ensure total regulatory alignment. • Drive regulatory compliance mechanisms by interpreting FAA, PDPA, and MAS notices to ensure seamless operational implementation. • Oversee full representative lifecycle governance, handling compliance approvals and risk assessments across onboarding, maintenance, and offboarding stages. • Spearhead internal investigations into regulatory breaches and client grievances, conducting objective interviews and root-cause analyses. • Optimize marketing governance and vendor management by evaluating promotional collateral and executing thorough due diligence on commercial partners. About the manager/team You will join an agile, collaborative risk and compliance team that values strategic partnership, offering direct exposure to senior leadership and cross-functional business stakeholders. Skills and experience required • In-depth command of MAS regulatory directives, including the Financial Advisers Act (FAA) and Personal Data Protection Act (PDPA). • Proven track record in executing Balanced Scorecard (BSC) assessments and sales quality reviews within regulated environments. • Established compliance background in the financial advisory or insurance sectors. • Demonstrated resilience, sharp investigative capabilities, and a commitment to maintaining rigorous ethical standards under pressure. • Strong stakeholder engagement ability to build constructive working relationships across diverse representative groups. To apply online please use the 'apply' function, alternatively you may contact Lynette Lim. (EA: 94C3609/ R1435181 )