Junior Securities Dealer (Capital Market)

Junior Securities Dealer (Banking) The Junior Securities Dealer is responsible for the dealing/execution of capital markets products to fulfill Wealth Management orders providing Wealth Management unit with a wide array of products after performing product due diligence and risk assessment, where required for recommended products. Responsibilities: • Provide services on capital market products/securities • Ensures timely execution of securities/funds purchase and sale transactions and accurate capture of all done transactions in the applicable trading platform • Scouts the market and recommend ideas that may be offered to clients to provide clients with a wider array of products that will fit their investment/trading needs • Facilitates the new product processes to be offered (coordinates the product due diligence and risk assessment) • Discusses any issues with stakeholders at all stages of the product due diligence and risk assessment process • Conducts post launch reviews on all approved products • Conducts ad-hoc and annual reviews to ensure that the product risk levels of all approved products are properly adjusted, if necessary, based on current market conditions and the Branch’s business condition • Ensures the policies and procedures in relation to the product due diligence and risk assessment are updated in accordance with prevailing rules and regulations • Ensures regulated activity business is operating in accordance with applicable SFA and MAS regulations. Handles queries of regulatory authorities related to the regulated activity business • Perform other duties assigned from time to time Qualifications: • Fresh graduates holding a diploma or degree in Finance, Banking or knowledge of Capital Market Products are encouraged to apply • Up to 2 years’ experience in Finance/Banking with knowledges of Capital Market Products • FMRP. CMFAS RES2B (previously M1B), CM-EIP (Previously M6), CM-SIP (Previously M6A), CACS 1 and CACS 2 • Advanced MS Excel, VBA, Phyton is a plus • Familiar with trading system such as Bloomberg, MarketAxess and Core Banking system such as Avaloq is a plus • Detail oriented and demonstrates thoroughness and strong ownership of work • Good team player with a strong willingness to participate and help others • Able to prioritize in a fast moving, high pressure, constantly changing environment; Good sense of urgency • Interested applicants, please click "APPLY NOW" We regret to inform you that only shortlisted candidates will be notified. By submitting your personal data and/or resume, you will be deemed to have agreed and consented to us collecting, using, retaining, and disclosing your personal information to prospective employers for their consideration. Joselito Peciller | EA Reg No: R25126580