Compliance & Risk Officer

The firm is looking for a Compliance & Risk Officer to oversee the Company's compliance framework, ensure adherence to applicable laws and regulatory requirements, identify and mitigate operational and compliance risks, and promote a strong culture of governance and ethical business practices. Key responsibilities: • Develop, implement, and maintain the Company's compliance and risk management framework. • Monitor compliance with applicable laws, regulations, internal policies, and industry standards. • Review and update internal policies, procedures, and controls to ensure ongoing regulatory compliance. • Conduct periodic compliance monitoring, risk assessments, and internal reviews. • Advise management on regulatory developments and their potential impact on the Company's operations. • Coordinate with regulators, external auditors, and other relevant stakeholders on compliance-related matters. • Investigate compliance incidents, breaches, or complaints, and recommend corrective and preventive actions. • Prepare compliance and risk reports for senior management and the Board of Directors. • Deliver compliance training and awareness programs to employees. • Maintain accurate compliance records and ensure timely regulatory filings where applicable. • Foster a culture of integrity, ethical conduct, and risk awareness throughout the organization. • Perform other ad hoc duties as assigned by Management. Preferred Qualifications/Competencies/Skills/Profile: • Bachelor's degree in Business, Finance, Economics, Accounting, Commerce, or a related discipline. Prior experience in compliance and risk management will be an added advantage. • Candidate without experience may be considered. • Good written and verbal communication skills. • Ability to work independently as well as in collaboration with others. • Self-motivated, committed, and enthusiastic. • Strong interpersonal skills with the ability to build positive working relationships. • Proficiency in MS Office applications is expected • Immediate or short notice preferred. Only shortlisted candidates will be contacted.