Business Compliance Manager

Key Responsibilities Client Due Diligence & Onboarding Perform first-line review of client onboarding files submitted by RMs, including: • KYC information • AML/CFT due diligence • Source of Wealth (SOW) & Source of Funds (SOF) verification • Corroboration and documentation checks • Ensure adherence to internal policies and MAS regulatory requirements prior to account approval • Support review and escalation of high-risk clients, PEPs, complex structures Ongoing Client Lifecycle & Monitoring • Conduct periodic reviews (PR/DD) and trigger-event reviews • Review client activity alerts, transactional patterns, and screening hits • Assist in timely resolution and documentation of compliance issues Policy Governance & Control Implementation • Support development, enhancement, and implementation of WM compliance procedures • Assist in drafting / updating SOPs, workflows, and onboarding governance frameworks • Ensure consistency with group policies while meeting local regulatory standards Communication & Coordination • Serve as primary compliance liaison for the Wealth Management front office • Coordinate with internal stakeholders, including Compliance, Operations, Legal, and Risk • Provide advisory support to RMs on onboarding requirements and compliance documentation • Assist in training front-office teams on AML/KYC standards and new regulatory developments External Audit & Regulatory Interface • Support preparation of materials for MAS reviews, regulatory queries, and internal audits • Ensure accurate reporting and timely submission of required information Other Responsibilities • Support Head of Wealth Management on compliance-related initiatives and remediation work • Contribute to continuous improvement of WM governance and control framework • Perform other duties assigned in support of business and regulatory readiness Qualifications & Requirements • Bachelor’s degree in Finance, Law, Business, or related field • Minimum 5+ years experience in KYC/AML/compliance, preferably in private banking or wealth management • Solid understanding of MAS AML/CFT regulations, customer due diligence standards, and wealth management products • Prior exposure to SOW/SOF corroboration, periodic review processes, and PEP/high-risk client handling