-NEW- 12 Months Distribution Conduct Executive (Financial Services)

Job Responsibilities: · Ensure timely completion of compliance reporting, misconduct trend analysis and distribution channel data analytics in accordance with regulatory and internal deadlines. · Conduct thorough investigations and assessments of suspected agency misconduct, identifying root causes, evaluating potential risks and recommending appropriate remediation for substantiated cases. · Engage with customers, agents and distribution partners to gather relevant information and supporting evidence to facilitate fair, objective and comprehensive assessments of alleged misconduct. · Monitor and promote adherence to market conduct, sales practices and compliance standards across distribution channels, escalating potential breaches or concerns where appropriate. · Maintain strong knowledge of and compliance with applicable regulatory requirements, industry standards, regional compliance standards and internal business policies and procedures. · Support and deliver compliance-related projects and initiatives, including regulatory requirements, process enhancements and initiatives aimed at improving operational efficiency and strengthening controls. · Assist with the review and assessment of policy replacement appeals, ensuring cases are evaluated objectively and in accordance with established policies and procedures. · Prepare and maintain accurate management reports, compliance analysis and misconduct trend reporting, highlighting key findings, emerging risks and areas requiring management attention · Adhoc tasks and projects as assigned Job Requirements · Minimum Degree in a related discipline · Minimum 1 years of relevant experience · Able to start immediately or within short notice Interested candidates, kindly email your detailed resumes in MS word format to joseph.koh@ambition.com.sg Attention to Joseph Koh Wei Jie(R1873431) Shortlisted candidates will be notified www.ambition.com.sg EA Registration Number: R1873431 Data provided is for recruitment purposes only Business Registration Number:200611680D. License Number: 10C5117