Market Surveillance Executive

📍 Location: Raffles Place 💰 Salary: Commensurate with experience 🕒 Working Hours: Monday to Friday, 9:00 AM – 6:00 PM Job Responsibilities • Monitor trading activities and investigate unusual transactions, orders, and trading behaviour. • Review surveillance alerts and identify potential market misconduct or regulatory breaches. • Conduct preliminary investigations and escalate suspicious activities where necessary. • Maintain and enhance market surveillance frameworks, policies, and procedures. • Support regulatory compliance activities, including reporting and internal control reviews. • Liaise with regulators, external authorities, and internal stakeholders on compliance-related matters. • Assist in strengthening corporate governance practices and internal processes. • Support whistleblowing investigations, disciplinary matters, and other compliance projects. Requirements • Bachelor's degree in Law, Finance, Business, Accounting, Economics, or a related discipline. • Minimum 1-3 years of relevant experience in market surveillance, trading compliance, regulatory compliance, or derivatives trading environments. • Experience in derivatives trading surveillance or investigations will be advantageous. • Background in investigations, enforcement, regulatory bodies, or law enforcement is a plus. • Strong analytical, investigative, and problem-solving skills. • Proficient in handling and analysing large datasets. • Able to work independently while collaborating effectively within a team environment. Why Join Us? • Opportunity to work within a highly regulated financial markets environment. • Exposure to market surveillance, compliance, investigations, and corporate governance functions. • Collaborative and professional working environment in the heart of Singapore's financial district. 📩 To apply, please click “Apply Now” or send your updated resume to dorothy@recruitlync.com / WhatsApp 8501 7683. Ooi Shi Hui Dorothy (R1762852) Recruit Lync Pte Ltd (22C1000)