Compliance Manager | Contract

Principal Responsibilities • Conduct investigations in relation to market misconduct complaints and follow-up actions • Perform market conduct compliance reviews, monitor and implement follow-up actions • Liaise with the regulator and relevant government agencies • Maintain and revise policies and procedures for the general operation of distribution compliance activities • Cover duties of team leader and members in his/her absence • Any other ad-hoc duties and projects assigned Requirements • Diploma in compliance or equivalent or degree in business, finance or equivalent • Has relevant experiences in compliance, or investigation background from law enforcement agencies • Knowledge in Financial Advisers Act (“FAA”) and relevant MAS notices and guidelines. • Good analytical skills • Meticulous • Good communication skills(verbal & written). Interested Candidates may send their resume and cover letter directly to Hibah.bakhtavar@manpower.com.sg ,stating the position as the subject title in the email. Hibah Bakhtavar | EA License No. 02C3423 | Personnel Registration No. R21103109